Description
We live in a regulated world. And for someone whose role is in regulatory compliance or regulatory enforcement knowledge is often gained on an ad hoc basis through trial and error, via on the job training, or through conversations with others in a similar role.
In Regulatory Compliance Fundamentals M.L. Humphrey has taken twenty years of experience as a regulator and a consultant in the financial services industry and boiled it down to the basic fundamental principles every individual in regulatory compliance should know and presented that information in a straight-forward, easy to understand manner.
If your role is in regulatory compliance, no matter how long you've been at this, this book is for you.
Author: M. L. Humphrey
Publisher: M.L. Humphrey
Published: 01/02/2020
Pages: 94
Binding Type: Paperback
Weight: 0.23lbs
Size: 8.00h x 5.25w x 0.19d
ISBN13: 9781950902224
ISBN10: 1950902226
BISAC Categories:
- Business & Economics | Business Ethics
- Business & Economics | Business Law
- Business & Economics | Insurance | Risk Assessment & Management
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